-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R25wmaRRqAeoerKgsjWpnOKSQrHPanImxTRPOgtnRruZ8wIrgTTlT3ktw4k7i0nq d3yoXtZjdExUAnhzWloAIQ== 0001104659-03-021355.txt : 20030923 0001104659-03-021355.hdr.sgml : 20030923 20030923130447 ACCESSION NUMBER: 0001104659-03-021355 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030923 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVEY ELECTRONICS INC CENTRAL INDEX KEY: 0000046043 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 131534671 STATE OF INCORPORATION: NY FISCAL YEAR END: 1101 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-03251 FILM NUMBER: 03905623 BUSINESS ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 BUSINESS PHONE: 2018420078 MAIL ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO DATE OF NAME CHANGE: 19700731 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO INC DATE OF NAME CHANGE: 19690918 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDSMITH BRUCE INC CENTRAL INDEX KEY: 0001164118 IRS NUMBER: 650798911 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 NORTH BEACH ROAD CITY: HOBE SOUND STATE: FL ZIP: 33455 BUSINESS PHONE: 5615462569 MAIL ADDRESS: STREET 1: 111 NORTH BEACH ROAD CITY: HOBE SOUND STATE: FL ZIP: 33455 SC 13D/A 1 a03-3577_1sc13da.htm SC 13D/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE
COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13D/A
(Rule 13d-101)

 

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Harvey Electronics, Inc.

(Name of Issuer)

 

Common Stock, $0.01 par value

(Title of Class of Securities)

 

417660-10-7

(CUSIP Number)

 

Bruce Goldsmith
Bruce Goldsmith Inc.
111 North Beach Road
Hobe Sound, FL 33455
Telephone: (561) 546-2569

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

September 16, 2003

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [     ]

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.   417660-10-7

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
 Bruce Goldsmith Inc.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [    ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    [    ]

 

 

6.

Citizenship or Place of Organization
Florida

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
60,281

 

8.

Shared Voting Power
0

 

9.

Sole Dispositive Power
60,281

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
60,281

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [    ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
1.8% (1)

 

 

14.

Type of Reporting Person (See Instructions)
CO

 


(1)          Based on 3,324,525 shares of the Issuer outstanding as of the quarterly period ended August 2, 2003.

 

2



 

Introduction

 

This Amendment No. 2 to Schedule 13D (“Amendment No. 2”) is being filed by Bruce Goldsmith Inc. (the “Reporting Person”).  This Amendment No. 2 incorporates by reference the information contained in the original Schedule 13D dated December 28, 2001, as amended and supplemented by Amendment No. 1 thereto filed on March 12, 2002 (as so amended, the “Original 13D”), and amends and supplements Items 3, 4, and 5 thereof as follows.  Each capitalized term used herein and not otherwise defined has the meaning given such term in the Original 13D.

 

The purpose of this Amendment No. 2 is to report that as of September 16, 2003, the Reporting Person has ceased to have beneficial ownership of at least 5% of the outstanding shares of the common stock, par value $0.01 per share (the “Common Stock”), of Harvey Electronics, Inc. (the “Issuer”) held by the Reporting Person.

 

Item 3.

Source and Amount of Funds or Other Consideration

Between the period of September 4, 2003 and September 19, 2003, the Reporting Person sold 182,249 shares of the Issuer’s Common Stock in open market transactions for an aggregate sale price of approximately $161,412.

 

Item 4.

Purpose of Transaction

As a result of the transactions described in Items 3 and 5, the Reporting Person ceased to have beneficial ownership of at least 5% of the shares of the Issuer’s Common Stock.

 

Item 5.

Interest in Securities of the Issuer

(a)   As of September 19, 2003, the Reporting Person beneficially owns 60,281 shares (1.8%) of the Issuer’s Common Stock, based upon the outstanding 3,324,525 shares of the Issuer’s Common Stock reported in its Quarterly Report on Form 10-Q for the quarterly period ended August 2, 2003.

(b)   As of September 19, 2003, the Reporting Person has the sole voting and dispositive power with respect to 60,281 shares of the Issuer’s Common Stock.  The Reporting Person does not share any voting or dispositive power with respect to the Issuer’s Common Stock.

(c)   During the last 60 days, the Reporting Person has engaged in the following open market transactions:

 

Trade Date

 

Transaction

 

Quantity

 

Price Per Share

 

09/19/2003

 

Sale

 

2,000

 

$

0.95

 

09/19/2003

 

Sale

 

1,100

 

$

0.91

 

09/19/2003

 

Sale

 

8,100

 

$

0.90

 

09/19/2003

 

Sale

 

2,000

 

$

0.88

 

09/18/2003

 

Sale

 

3,500

 

$

0.96

 

09/18/2003

 

Sale

 

15,000

 

$

0.95

 

09/18/2003

 

Sale

 

10,300

 

$

0.91

 

09/18/2003

 

Sale

 

4,500

 

$

0.90

 

 

3



 

Trade Date

 

Transaction

 

Quantity

 

Price Per Share

 

09/18/2003

 

Sale

 

2,150

 

$

0.88

 

09/18/2003

 

Sale

 

5,000

 

$

0.87

 

09/18/2003

 

Sale

 

16,800

 

$

0.86

 

09/18/2003

 

Sale

 

28,300

 

$

0.85

 

09/18/2003

 

Sale

 

1,100

 

$

0.84

 

09/16/2003

 

Sale

 

14,400

 

$

0.85

 

09/16/2003

 

Sale

 

9,600

 

$

0.84

 

09/16/2003

 

Sale

 

3,801

 

$

0.83

 

09/16/2003

 

Sale

 

5,500

 

$

0.82

 

09/15/2003

 

Sale

 

11,000

 

$

0.90

 

09/15/2003

 

Sale

 

1,698

 

$

0.89

 

09/15/2003

 

Sale

 

8,900

 

$

0.86

 

09/15/2003

 

Sale

 

8,100

 

$

0.85

 

09/15/2003

 

Sale

 

900

 

$

0.84

 

09/11/2003

 

Sale

 

1,500

 

$

0.98

 

09/11/2003

 

Sale

 

900

 

$

0.97

 

09/11/2003

 

Sale

 

3,000

 

$

0.95

 

09/09/2003

 

Sale

 

700

 

$

1.03

 

09/08/2003

 

Sale

 

450

 

$

0.93

 

09/08/2003

 

Sale

 

2,550

 

$

0.92

 

09/05/2003

 

Sale

 

5,000

 

$

1.01

 

09/04/2003

 

Sale

 

4,400

 

$

0.99

 

 

(d)   Not applicable.

(e)   As a result of the above transactions, as of September 16, 2003, the Reporting Person ceased to be a beneficial owner of more than 5% of the Issuer’s Common Stock.

 

4



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:

September 23, 2003

 

 

 

BRUCE GOLDSMITH INC.

 

 

By:

/s/ Bruce Goldsmith

 

 

Name:

Bruce Goldsmith

 

Title:

President and Director

 

5


-----END PRIVACY-ENHANCED MESSAGE-----